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Harish Prabandham

Rubric Advisors LLC

San Francisco, CA

CRD 8094710

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Employer firm

Rubric Advisors LLC CRD 336764

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rubric Advisors Llc

2 Embarcadero Center, 8Th Floor, San Francisco, CA 94111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-31
CA RA APPROVED 2025-11-25
  • TX RA
    APPROVED
    Since 2026-03-31
  • CA RA
    APPROVED
    Since 2025-11-25

Branch Locations

2 Embarcadero Center, 8Th Floor, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Radiant Global Investors Orinda CA 08/2021 09/2025
Axa Investment Managers Orinda CA 05/2007 07/2021
Rubric Advisors, Llc Orinda CA 10/2025 Present
  • 08/2021 → 09/2025
    Radiant Global Investors
    Orinda, CA
  • 05/2007 → 07/2021
    Axa Investment Managers
    Orinda, CA
  • 10/2025 → Present
    Orinda, CA
Other Businesses

Mr. Prabandham may, from time to time, engage in consulting activities with other firms in the areas of technology and finance. These activities may include programming, model development, consulting and other strategic advisory services. Mr. Prabandham does not have a signatory authority of a client's account while engaging in consulting activity. In addition, Mr. Prabandham serves on the Board of Directors of the St. Francis Foundation and volunteers with the UC Berkeley SkyDeck program. He will receive standard compensation, as applicable, for these activities. There is no conflict of interest, as advisory clients of Rubric are not solicited for consulting services or for any services related to Mr. Prabandham's board or volunteer roles.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-22
  • S65 Uniform Investment Adviser Law Examination
    2025-02-22

View on SEC IAPD

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