Best Investors Account Sign in

Nicholas Griffin

Strategic Advisers LLC

Covington, KY

Lawrenceburg, IN

Claim This Profile
Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-10-24
KY RA APPROVED 2025-10-24
TX RA APPROVED 2025-10-24
  • IN RA
    APPROVED
    Since 2025-10-24
  • KY RA
    APPROVED
    Since 2025-10-24
  • TX RA
    APPROVED
    Since 2025-10-24

Branch Locations

100 Howe Drive, Covington, KY 41015-5000 • United States

Lawrenceburg, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Perfect North Slopes Lawrenceburg IN 01/2025 03/2025
Perfect North Slopes Lawrenceburg IN 12/2017 03/2018
Unemployed Lawrenceburg IN 04/2015 12/2017
Skyline Chili West Harrison IN 06/2018 11/2020
Hudepohl Landscaping Bright IN 05/2020 09/2022
Norcon Ltd. Farfield OH 05/2022 11/2024
Unemployed Lawrenceburg IN 03/2018 06/2018
Home Depot Harrison OH 04/2021 08/2021
Ggsd Llc. Cincinnati IN 07/2021 04/2025
Fidelity Investments Covington KY 05/2025 Present
  • 01/2025 → 03/2025
    Perfect North Slopes
    Lawrenceburg, IN
  • 12/2017 → 03/2018
    Perfect North Slopes
    Lawrenceburg, IN
  • 04/2015 → 12/2017
    Unemployed
    Lawrenceburg, IN
  • 06/2018 → 11/2020
    Skyline Chili
    West Harrison, IN
  • 05/2020 → 09/2022
    Hudepohl Landscaping
    Bright, IN
  • 05/2022 → 11/2024
    Norcon Ltd.
    Farfield, OH
  • 03/2018 → 06/2018
    Unemployed
    Lawrenceburg, IN
  • 04/2021 → 08/2021
    Home Depot
    Harrison, OH
  • 07/2021 → 04/2025
    Ggsd Llc.
    Cincinnati, IN
  • 05/2025 → Present
    Fidelity Investments
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-17
  • S66 Uniform Combined State Law Examination
    2025-10-17

View on SEC IAPD

Other Firms

PNC WEALTH MANAGEMENT LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
ROBERT W. BAIRD & CO. INCORPORATED
EP WEALTH ADVISORS
DEAN DORTON WEALTH MANAGEMENT, LLC
PFS INVESTMENTS INC.
W&S BROKERAGE SERVICES, INC.
LPL FINANCIAL LLC

Other Investors

ALEX CHISHOLM
CHRISTOPHER M HATFIELD
JOSEPH D QUIGLEY
BERNARD WILLIAM WESSELMAN
DUSTIN WATKINS
TIMOTHY J WALLIN
JAIME MARIE LANHAM
DONALD W STEWART

Other Offices

STRATEGIC ADVISERS LLC · COVINGTON, KY
STRATEGIC ADVISERS LLC · COVINGTON, KY
PNC WEALTH MANAGEMENT LLC · FORT MITCHELL, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mitchell, KY
ROBERT W. BAIRD & CO. INCORPORATED · Fort Wright, KY
EP WEALTH ADVISORS · Fort Wright, KY
DEAN DORTON WEALTH MANAGEMENT, LLC · FORT WRIGHT, KY
EP WEALTH ADVISORS · FORT WRIGHT, KY

More in Covington, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor