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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-05-14
NY RA APPROVED 2026-05-14
  • NJ RA
    APPROVED
    Since 2026-05-14
  • NY RA
    APPROVED
    Since 2026-05-14

Branch Locations

Rutherford, NJ • United States

136-20 38Th Avenue Unit 8J, Flushing, NY 11354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Ridges Llc Rutherford NJ 01/2023 Present
Bloomberg Lp New York NY 12/2012 12/2022
Guardian Life Insurance Company Flushing NJ 05/2025 Present
Park Avenue Securities Flushing NJ 03/2026 Present
Park Avenue Securities Rutherford NJ 03/2026 Present
Guardian Life Insurance Company Rutherford NJ 05/2025 Present
  • 01/2023 → Present
    Next Ridges Llc
    Rutherford, NJ
  • 12/2012 → 12/2022
    Bloomberg Lp
    New York, NY
  • 05/2025 → Present
    Guardian Life Insurance Company
    Flushing, NJ
  • 03/2026 → Present
    Park Avenue Securities
    Flushing, NJ
  • 03/2026 → Present
    Park Avenue Securities
    Rutherford, NJ
  • 05/2025 → Present
    Guardian Life Insurance Company
    Rutherford, NJ
Other Businesses

1) President of Next Ridges LLC, Start: 01/03/2023, Nature: Created to help people interested in moving to the US with where to live and what schools to put their kids into, Address: 203 W Newell Ave, Rutherford, NJ 07070, Duties: Owner/support Chinese high net worth families seeking to expand overseas/specialize in giving a general overview of living in the US, 20 total hours per month; 0 during securities trading hours, Not investment related, 2) President of RUC North America Alumni Association, Start: 6/22/2015, Nature: Non-Profit alumni based organization, Address: 203 W Newell Ave, Rutherford, NJ 07070, Duties: Build a communication platform for alumni members to connect with each other & share knowledge and experience, 60 total hours per month; 0 during securities trading hours, Not investment related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-12
  • S66 Uniform Combined State Law Examination
    2026-05-12
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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