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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13

Branch Locations

1731 Technology Dr Suite 600, San Jose, CA 95110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hertz Mobility Fleet Solutions Estero FL 09/2025 Present
Self Employed Ihss Worker San Francisco CA 07/2025 Present
Gig/App Worker San Francisco CA 12/2012 11/2025
Sf Laser/Abricate San Francisco CA 04/2012 Present
New York Life Insurance Company San Francisco CA 05/2025 07/2025
Massmutual Walnut Creek CA 09/2025 11/2025
So Far Ocean Technologies, Inc. San Francisco CA 08/2021 10/2021
Imperfect Foods, Inc. San Francisco CA 04/2020 07/2020
Lpl Enterprise Llc San Jose CA 01/2026 Present
  • 09/2025 → Present
    Hertz Mobility Fleet Solutions
    Estero, FL
  • 07/2025 → Present
    Self Employed Ihss Worker
    San Francisco, CA
  • 12/2012 → 11/2025
    Gig/App Worker
    San Francisco, CA
  • 04/2012 → Present
    Sf Laser/Abricate
    San Francisco, CA
  • 05/2025 → 07/2025
    New York Life Insurance Company
    San Francisco, CA
  • 09/2025 → 11/2025
    Massmutual
    Walnut Creek, CA
  • 08/2021 → 10/2021
    So Far Ocean Technologies, Inc.
    San Francisco, CA
  • 04/2020 → 07/2020
    Imperfect Foods, Inc.
    San Francisco, CA
  • 01/2026 → Present
    San Jose, CA
Other Businesses

1. 01/22/2026 - SF Laser/Abricate - Business Owner - San Francisco CA -Not Inv Related - OBA Start Date: 01/01/2012 - 20 Hour(s)/Month - 0 Hour(s) During Trading" 2. 01/22/2026 - Self employed via IHSS - Outside/W-2 Employment -San Francisco CA -Not Inv Related - OBA Start Date: 07/07/2025 - 40 Hour(s)/Month - 0 Hour(s) During Trading" 3. 01/22/2026 - The Learning Shelter - Other - San Francisco CA -Not Inv Related - OBA Start Date: 04/01/2013 - 5 Hour(s)/Month - 0 Hour(s) During Trading" 4. 01/22/2026 - Marc Roth, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - San Francisco CA - Inv Related - OBA Start Date: 01/13/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading" 5.01/22/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - San Francisco CA -Inv Related - OBA Start Date: 01/13/2026 - 160 Hour(s)/Month - 160Hour(s) During Trading"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-13
  • S66 Uniform Combined State Law Examination
    2026-02-13
Other Names
  • Marc Alexander Roth
  • Marc Alexander Roth

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