John Michael Ruby

Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 06/2018
  Mercer Global Advisors Inc.
  Columbus, OH
• 07/2018 → 09/2018
  Mercer Global Advisors Inc.
  Westerville, OH
• 01/2019 → Present
  Mai Capital Management, Llc
  Cleveland, OH
• 10/2018 → 12/2018
  Unemployed
  Aurora, OH

Previous Registrations

• 2015-09-08 → 2018-09-27
  Mercer Global Advisors Inc.
  Columbus, OH
  Westerville, OH
• 2014-11-19 → 2015-09-14
  Fifth Third Securities, Inc.
  Cleveland, OH
  Cleveland, OH
  Cleveland, OH
  Mentor, OH
  Chardon, OH
  Cleveland Hts., OH
  Cleveland, OH
• 2011-05-31 → 2014-11-18
  Edward Jones
  Solon, OH
• 2008-11-19 → 2011-05-23
  Td Ameritrade, Inc.
  Orange Village, OH
• 2008-11-19 → 2011-05-23
  Td Ameritrade Investment Management, Llc
  Beachwood, OH
• 2007-09-07 → 2008-11-20
  Natcity Investments, Inc.
  Akron, OH
  Cuyahoga Falls, OH
  Cleveland, OH
• 2005-07-14 → 2005-10-19
  Morgan Stanley Dw Inc.
  Akron, OH

Other Businesses

RENTAL PROPERTY - NOT INVESTMENT-RELATED - 437 PALMETTO AVE, AKRON, OH 44301 - RENTAL PROPERTY - OWNER - 1 HR/MO - WILL NOT INTERFERE WITH DUTIES AT FIRM - STANDARD LANDLORD DUTIES, NO MAINTENANCE

Exams

• S66 Uniform Combined State Law Examination
  2005-07-13

Designations

• Certified Financial Planner

Other Names

• John M Ruby
• John Ruby