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John Michael Ruby

Mai Capital Management, LLC

Cleveland, OH

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-01-03
  • OH RA
    APPROVED
    Since 2019-01-03

Branch Locations

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mercer Global Advisors Inc. Columbus OH 08/2015 06/2018
Mercer Global Advisors Inc. Westerville OH 07/2018 09/2018
Mai Capital Management, Llc Cleveland OH 01/2019 Present
Unemployed Aurora OH 10/2018 12/2018
Previous Registrations
  • 2015-09-08 → 2018-09-27
    Mercer Global Advisors Inc.
    Columbus, OH
    Westerville, OH
  • 2014-11-19 → 2015-09-14
    Fifth Third Securities, Inc.
    Cleveland, OH
    Cleveland, OH
    Cleveland, OH
    Mentor, OH
    Chardon, OH
    Cleveland Hts., OH
    Cleveland, OH
  • 2011-05-31 → 2014-11-18
    Edward Jones
    Solon, OH
  • 2008-11-19 → 2011-05-23
    Td Ameritrade, Inc.
    Orange Village, OH
  • 2008-11-19 → 2011-05-23
    Td Ameritrade Investment Management, Llc
    Beachwood, OH
  • 2007-09-07 → 2008-11-20
    Natcity Investments, Inc.
    Akron, OH
    Cuyahoga Falls, OH
    Cleveland, OH
  • 2005-07-14 → 2005-10-19
    Morgan Stanley Dw Inc.
    Akron, OH
Other Businesses

RENTAL PROPERTY - NOT INVESTMENT-RELATED - 437 PALMETTO AVE, AKRON, OH 44301 - RENTAL PROPERTY - OWNER - 1 HR/MO - WILL NOT INTERFERE WITH DUTIES AT FIRM - STANDARD LANDLORD DUTIES, NO MAINTENANCE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-13
  • S66 Uniform Combined State Law Examination
    2005-07-13
Designations
Other Names
  • John M Ruby
  • John Ruby

View on SEC IAPD

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W&S BROKERAGE SERVICES, INC.
M HOLDINGS SECURITIES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
PRASAD WEALTH PARTNERS

Other Investors

LAURA ANN COLLINS
ANDREW JOSEPH GIVENS
WILLIAM STONE HENRY
JOSEPH QUERY
Alec Acampora
William Eugene Tomlinson
Ashley Celeste Kabalan
MITCHELL ALBAN KOTHEIMER

Other Offices

FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH
INDEPENDENCE WEALTH ADVISORS, LLC · INDEPENDENCE, OH
VOYA FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH
EAGLE STRATEGIES LLC · Independence, OH
W&S BROKERAGE SERVICES, INC. · INDEPENDENCE, OH
M HOLDINGS SECURITIES, INC. · Cleveland, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Independence, OH
FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH

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