Katherine Grace Dixon

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-04-09

CA RA
APPROVED

Since 2026-04-09

Branch Locations

4 Corporate Plaza Dr Suite 250, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Allison Financial Group, Inc	Newport Beach	CA	05/2025	Present
Equitable Advisors, Llc	New York	NY	11/2025	Present
Vans, Vf Corporation	Costa Mesa	CA	12/2017	04/2025
Forever 21	Los Angeles	CA	05/2016	12/2017

05/2025 → Present

Allison Financial Group, Inc

Newport Beach, CA
11/2025 → Present

Equitable Advisors, Llc

New York, NY
12/2017 → 04/2025

Vans, Vf Corporation

Costa Mesa, CA
05/2016 → 12/2017

Forever 21

Los Angeles, CA

Other Businesses

1. Registered Sales Assistant for Allison Financial Group, Inc, 4 Corporate Plaza Dr, Ste 250, Newport Beach, CA 92660, Investment Related, 160 hours per month, investment related. 2. Trustee to Personal Trusts, 2020 to present, Costa Mesa, CA.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-04-08

S66 Uniform Combined State Law Examination

2026-04-08

Other Names

Kate Dixon

View on SEC IAPD