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Marie Axelle Pernot-Day

J.P. Morgan Securities LLC

San Francisco, CA

CRD 8091939

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-13
TX RA APPROVED 2025-11-13
  • CA RA
    APPROVED
    Since 2025-11-13
  • TX RA
    APPROVED
    Since 2025-11-13

Branch Locations

560 Mission St Floor 22, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. San Francisco CA 05/2025 Present
J.P. Morgan Securities Llc San Francisco CA 05/2025 Present
Bmo Us Chicago IL 09/2016 02/2024
Select Staffing Chicago IL 03/2016 04/2017
Unemployed San Francisco CA 03/2024 04/2025
  • 05/2025 → Present
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 05/2025 → Present
    San Francisco, CA
  • 09/2016 → 02/2024
    Bmo Us
    Chicago, IL
  • 03/2016 → 04/2017
    Select Staffing
    Chicago, IL
  • 03/2024 → 04/2025
    Unemployed
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-13
  • S66 Uniform Combined State Law Examination
    2025-11-13
Other Names
  • Marie Axelle Pernot
  • Marie Axelle Soule

View on SEC IAPD

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