James Eugene Crooks

Employer firm

Sequent Planning, LLC CRD 160381

$589M regulatory AUM 13 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Sequent Planning, Llc

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2025-05-13

VA RA
APPROVED

Since 2025-05-13

Branch Locations

8807 Indian Hills Drive, Omaha, NE 68114 • United States

3900 Westerre Parkway Suite 300, Richmond, VA 23233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Surepoint Financial, Llc	Chester	VA	10/2013	Present
Sequent Planning, Llc	Chester	VA	05/2025	Present

10/2013 → Present

Surepoint Financial, Llc

Chester, VA
05/2025 → Present

Sequent Planning, Llc

Chester, VA

Other Businesses

1) INSURANCE AGENT - INVESTMENT RELATED. DUTIES INCLUDE OFFERING INSURANCE PRODUCTS AND SERVCES TO CLIENTS AND PROSPECTS. 25% OF TIME IS SPENT ON THIS ACTIVITY, DURING NORMAL TRADING HOURS. 7400 BEAUFONT SPRINGS DR., SUITE 300, RICHMOND, VA 23225. 2) BRIDGEWAY LOGISTICS, LLC (LAST MILE DELIVERY) - VP. 05/2023 TO PRESENT. NOT INVESTMENT RELATED. DUTIES INCLUDE HR AND FLEET. 5248 BEACHMERE TER., CHESTER, VA 23831.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-02-21

S65 Uniform Investment Adviser Law Examination

2025-02-21

View on SEC IAPD