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James Seaver Bratone

LPl Enterprise, LLC

Holmdel, NJ

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-12-17
  • NJ RA
    APPROVED
    Since 2025-12-17

Branch Locations

101 Crawfords Corner Rd Suite 2409, Holmdel, NJ 07733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Victory Park Tavern Rumson NJ 03/2018 06/2023
Bahr's Landing Highlands NJ 06/2022 09/2022
Total Wine & More Eatontown NJ 06/2023 09/2023
True 802 Cannabis Burlington VT 06/2024 09/2024
Rumson Fair-Haven Regional High School Rumson NJ 09/2015 06/2020
University Of Vermont Burlington VT 09/2020 05/2024
Unemployed Fair Haven NJ 09/2024 05/2025
Cetera Wealth Services Llc El Segundo CA 06/2025 12/2025
Cetera Investment Advisers Llc Schaumburg IL 06/2025 12/2025
Lpl Enterprise, Llc Holmdel NJ 12/2025 Present
  • 03/2018 → 06/2023
    Victory Park Tavern
    Rumson, NJ
  • 06/2022 → 09/2022
    Bahr's Landing
    Highlands, NJ
  • 06/2023 → 09/2023
    Total Wine & More
    Eatontown, NJ
  • 06/2024 → 09/2024
    True 802 Cannabis
    Burlington, VT
  • 09/2015 → 06/2020
    Rumson Fair-Haven Regional High School
    Rumson, NJ
  • 09/2020 → 05/2024
    University Of Vermont
    Burlington, VT
  • 09/2024 → 05/2025
    Unemployed
    Fair Haven, NJ
  • 06/2025 → 12/2025
    Cetera Wealth Services Llc
    El Segundo, CA
  • 06/2025 → 12/2025
    Schaumburg, IL
  • 12/2025 → Present
    Holmdel, NJ
Previous Registrations
Other Businesses

1. 12/10/2025 - Jamie Bratone N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Fair Haven NJ - Investment related - OBA start date: 12/04/2025 - 160 Hrs/Mth - 160 Hrs During Trading 2. 12/10/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Fair Haven NJ - Investment related - OBA start date: 12/04/2025 - 160 Hrs/Mth - 160 Hrs During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-28
  • S66 Uniform Combined State Law Examination
    2025-04-28
Other Names
  • Jamie Seaver Bratone

View on SEC IAPD

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