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Current Employers
Spire Wealth Management, Llc

7901 Jones Branch Dr. Suite 800, Mclean, VA 22102 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2020-03-10
  • MD RA
    APPROVED
    Since 2020-03-10

Branch Locations

7625 Wisconsin Ave 3Rd Floor, Bethesda, MD 20814 • United States

7901 Jones Branch Dr. Suite 800, Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Xml Financial Group Rockville MD 06/2009 09/2016
Lpl Financial Rockville MD 06/2009 09/2016
Xml Financial, Llc Rockville MD 10/2016 09/2019
Cardinal Wealth Management Bethesda MD 03/2020 Present
Unemployed Olney MD 09/2019 03/2020
  • 06/2009 → 09/2016
    Rockville, MD
  • 06/2009 → 09/2016
    Lpl Financial
    Rockville, MD
  • 10/2016 → 09/2019
    Xml Financial, Llc
    Rockville, MD
  • 03/2020 → Present
    Cardinal Wealth Management
    Bethesda, MD
  • 09/2019 → 03/2020
    Unemployed
    Olney, MD
Previous Registrations
  • 2017-09-14 → 2019-09-27
    Rockville, MD
  • 2009-06-23 → 2016-10-13
    Rockville, MD
  • 2008-05-30 → 2009-06-01
    Morgan Stanley & Co. Llc
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-19
  • S66 Uniform Combined State Law Examination
    2008-05-19
Other Names
  • Natalie Hardy
  • Natalie Jean Hardy
  • Natalie Jean Gosselin

View on SEC IAPD

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