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Christopher Michael Conway

Raymond James & Associates, Inc.

Florham Park, NJ

Martinsville, NJ

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
NJ RA APPROVED 2019-01-08
TX RA APPROVED_RES 2017-10-03
MD RA APPROVED 2016-09-06
  • NY RA
    APPROVED
    Since 2021-06-14
  • NJ RA
    APPROVED
    Since 2019-01-08
  • TX RA
    APPROVED_RES
    Since 2017-10-03
  • MD RA
    APPROVED
    Since 2016-09-06

Branch Locations

200 Park Ave Ste 130, Florham Park, NJ 07932 • United States

Martinsville, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. New York NY 09/2016 Present
Deutsche Bank Securities Inc Baltimore MD 09/2014 09/2016
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-04
S63 Uniform Securities Agent State Law Examination 2007-11-02
  • S66 Uniform Combined State Law Examination
    2008-04-04
  • S63 Uniform Securities Agent State Law Examination
    2007-11-02
Designations
Other Names
  • Christopher Conway

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
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