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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2005-04-29
  • CT RA
    APPROVED
    Since 2005-04-29

Branch Locations

8 Wright Street, Westport, CT 06880-4701 • United States

Seymour, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New Haven CT 12/2004 Present
Other Businesses

INSTITUTE FOR EVALUATION SCIENCES-CHERRY STREET, MILFORD, CT, PRODUCT TESTING AND EVALUATION-5 HRS.PER MONTH, EFF: 6-15-09-PRODUCT TESTER-5 HRS. PER MONTH. The Recreation Camp / 550 Roosevelt Drive Derby,CT 06418 / Other/ Sport & Leisure Facilities / children's summer camp / Officer / / monitor small investment portfolio and checking accounts. / Start Date 04/04/2017/ non profit /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-28
S63 Uniform Securities Agent State Law Examination 1998-12-08
  • S66 Uniform Combined State Law Examination
    2005-04-28
  • S63 Uniform Securities Agent State Law Examination
    1998-12-08
Other Names
  • Michele Aldo

View on SEC IAPD

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