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Christopher Harris

Ameriprise Financial Services, LLC

Charlotte, NC

Charlotte, NC

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-03-03
  • NC RA
    APPROVED
    Since 2026-03-03

Branch Locations

300 S Tryon St, Charlotte, NC 28202 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Minneapolis MN 06/2025 Present
Providence Day School Charlotte NC 08/2024 06/2025
Dualboot Partners Charlotte NC 08/2021 08/2023
Unemployed Charlotte NC 09/2023 07/2024
Peaktwo Fort Mill SC 03/2015 07/2021
  • 06/2025 → Present
    Ameriprise Financial Services, Llc
    Minneapolis, MN
  • 08/2024 → 06/2025
    Providence Day School
    Charlotte, NC
  • 08/2021 → 08/2023
    Dualboot Partners
    Charlotte, NC
  • 09/2023 → 07/2024
    Unemployed
    Charlotte, NC
  • 03/2015 → 07/2021
    Peaktwo
    Fort Mill, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-26
  • S66 Uniform Combined State Law Examination
    2026-02-26
Other Names
  • Chris Harris
  • Christopher Stephen Harris

View on SEC IAPD

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