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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-08-28 |
Branch Locations
19500 Victor Pkwy Ste 540, Livonia, MI 48152 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mahle Behr. Usa | Troy | MI | 05/2023 | 12/2024 |
| Michigan State University | East Lansing | MI | 09/2021 | 05/2025 |
| International Academy | West Bloomfield | MI | 09/2017 | 05/2021 |
| White Lake Middle School | White Lake | MI | 07/2015 | 06/2017 |
| Lpl Financial Llc | Livonia | MI | 05/2025 | Present |
| Unemployed | White Lake | MI | 06/2021 | 09/2021 |
1)07/02/2025 - Pence Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-28 |
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