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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-08-26 |
Branch Locations
6111 Shallowford Rd Ste 101, Chattanooga, TN 37421 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Chattanooga | TN | 05/2025 | Present |
| University Of Alabama-Huntsville | Huntsville | AL | 08/2021 | Present |
| N/A | Chattanooga | TN | 11/2005 | 07/2021 |
Outside Employment; Auspice Group; employee for pay purpose only; Manage advisory business; 6111 Shallowford Rd, Ste 101, Chattanooga, TN, 37421; Investment-Related; 08/15/2026; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-14 |
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