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Prospect Heights, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-12-19 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 10/2013 | 10/2024 |
| Crowley Capital Management Llc | Prospect Heights | IL | 11/2024 | Present |
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: R & C REALTY COTP INVESTMENT RELATED: N ADDRESS OF BUSINESS: MT PROSPECT, ILLINOIS 60056 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 3/6/2017 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS A FAMILY OWNED REAL ESTATE COMPANY. MY MOTHER IS THE PRESIDENT WITH MY BROTHER AND I LISTED AS TREASURER AND VICE PRESIDENT. THE ONLY ASSETS THIS COMPANY HAS HAD THROUGH THE YEARS IS SOME VACANT REAL ESTATE IN NORTHERN WISCONSIN independent insurance agent since 11/2013; Prospect Heights, IL; investment related; selling insurance products; 8 hrs/mo
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-22 |
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