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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-26
  • CA RA
    APPROVED
    Since 2025-09-26

Branch Locations

21300 Victory Blvd. Suite 120A, Woodland Hills, CA 91367 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beach Chalet Brewery & Restuant San Francisco CA 01/2016 06/2017
Travel Santa Cruz CA 03/2015 12/2017
Sixteen Mile House Millbrae CA 01/2018 07/2018
Travel Santa Cruz CA 07/2018 10/2018
Jack O'NEill Restaurant & Lounge Santa Cruz CA 10/2018 01/2019
Enterprise Rental A Car Campbell CA 01/2019 07/2020
Pandasa Corp Los Gatos CA 08/2020 03/2021
Going.IO San Fransico CA 03/2021 07/2021
Cypress Health Institute Santa Cruz CA 08/2021 07/2022
Wfgia Woodland Hills CA 01/2022 Present
Transamerica Financial Advisors Woodland Hills CA 05/2025 Present
Darden Restaurants Orlando FL 09/2025 Present
  • 01/2016 → 06/2017
    Beach Chalet Brewery & Restuant
    San Francisco, CA
  • 03/2015 → 12/2017
    Travel
    Santa Cruz, CA
  • 01/2018 → 07/2018
    Sixteen Mile House
    Millbrae, CA
  • 07/2018 → 10/2018
    Travel
    Santa Cruz, CA
  • 10/2018 → 01/2019
    Jack O'NEill Restaurant & Lounge
    Santa Cruz, CA
  • 01/2019 → 07/2020
    Enterprise Rental A Car
    Campbell, CA
  • 08/2020 → 03/2021
    Pandasa Corp
    Los Gatos, CA
  • 03/2021 → 07/2021
    Going.IO
    San Fransico, CA
  • 08/2021 → 07/2022
    Cypress Health Institute
    Santa Cruz, CA
  • 01/2022 → Present
    Wfgia
    Woodland Hills, CA
  • 05/2025 → Present
    Transamerica Financial Advisors
    Woodland Hills, CA
  • 09/2025 → Present
    Darden Restaurants
    Orlando, FL
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. DARDEN RESTAURANTS POSITION: Server NATURE: Restaurant business INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 09/11/2025 ADDRESS: 1000 Darden Center Drive, Orlando FL 32837, United States DESCRIPTION: Daily activities include preparing the restaurant for guests, serving tables by taking orders, delivery food and drinks, and maintaining guest satisfaction, and cleaning the serving stations to close my shift.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-25
S63 Uniform Securities Agent State Law Examination 2025-07-09
  • S65 Uniform Investment Adviser Law Examination
    2025-09-25
  • S63 Uniform Securities Agent State Law Examination
    2025-07-09

View on SEC IAPD

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