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Andrew Michael Smith

W&S Brokerage Services, Inc.

Fort Wayne, IN

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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-02-12
  • IN RA
    APPROVED
    Since 2026-02-12

Branch Locations

9910 Dupont Circle Drive East Suite 220, Fort Wayne, IN 46825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western And Southern Life Fort Wayne IN 02/2025 Present
Junk Ditch Brewing Company Fort Wayne IN 07/2016 11/2024
Affine Foods Llc Fort Wayne IN 06/2012 11/2024
United Parcel Service Fort Wayne IN 10/2024 01/2025
W&S Brokerage Services, Inc Fort Wayne IN 05/2025 Present
  • 02/2025 → Present
    Western And Southern Life
    Fort Wayne, IN
  • 07/2016 → 11/2024
    Junk Ditch Brewing Company
    Fort Wayne, IN
  • 06/2012 → 11/2024
    Affine Foods Llc
    Fort Wayne, IN
  • 10/2024 → 01/2025
    United Parcel Service
    Fort Wayne, IN
  • 05/2025 → Present
    W&S Brokerage Services, Inc
    Fort Wayne, IN
Other Businesses

Western & Southern Life - No - Fort Wayne, IN - Full Time Sales Agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-12
S63 Uniform Securities Agent State Law Examination 2025-08-22
  • S65 Uniform Investment Adviser Law Examination
    2026-02-12
  • S63 Uniform Securities Agent State Law Examination
    2025-08-22

View on SEC IAPD

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KEVIN THOMAS NOLL

Other Offices

MONARCH CAPITAL MANAGEMENT INC · FORT WAYNE, IN
SOLVE CONSULTING GROUP, LLC · FORT WAYNE, IN
EDWARD JONES · FORT WAYNE, IN
YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT · FORT WAYNE, IN
LPL FINANCIAL LLC · FORT WAYNE, IN
YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT · Fort Wayne, IN
TRADEWELL TAX & FINANCIAL · FORT WAYNE, IN
WELLS FARGO CLEARING SERVICES, LLC · FORT WAYNE, IN

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