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David Fallas

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-02-15
NJ RA APPROVED 2008-02-05
  • TX RA
    APPROVED
    Since 2008-02-15
  • NJ RA
    APPROVED
    Since 2008-02-05

Branch Locations

1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pennington NJ 01/2008 Present
Bank Of America, N.A. Pennington NJ 08/2011 Present
  • 01/2008 → Present
    Merrill Lynch
    Pennington, NJ
  • 08/2011 → Present
    Bank Of America, N.A.
    Pennington, NJ
Previous Registrations
  • 2007-07-10 → 2007-12-07
    Edward Jones
    St Louis, MO
    Manalapan, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-09
  • S66 Uniform Combined State Law Examination
    2007-07-09

View on SEC IAPD

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