Sean Michael Gibbons

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-10-01
OH	RA	APPROVED	2025-07-11

TX RA
APPROVED

Since 2025-10-01
OH RA
APPROVED

Since 2025-07-11

Branch Locations

Columbus, OH • United States

1500 Lake Shore Dr Ste 450, Columbus, OH 43204-3800 • United States

1925 Newark Granville Rd, Granville, OH 43023 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Worthington	OH	05/2025	Present
Ohio State University	Columbus	OH	08/2022	Present
John Carroll University	University Heights	OH	08/2021	05/2022
Lake Catholic High School	Mentor	OH	08/2017	05/2021
Saint Robert & William Catholic School	Euclid	OH	08/2008	05/2017
Advanced Retirement Design	Dublin	OH	02/2025	05/2025
Mai Capital Management	Independence	OH	05/2024	08/2024
Recreational And Physical Activity Center (Rpac) Ohio State Univ	Columbus	OH	12/2022	01/2024
Redhawk Grill	Concord	OH	05/2020	08/2020
Catholic Youth Organization - Gilmour Academy	Gates Mills	OH	06/2018	03/2022
Zappy's Auto Wash	Wickliffe	OH	06/2018	08/2021

05/2025 → Present

Ameriprise Financial Services, Llc

Worthington, OH
08/2022 → Present

Ohio State University

Columbus, OH
08/2021 → 05/2022

John Carroll University

University Heights, OH
08/2017 → 05/2021

Lake Catholic High School

Mentor, OH
08/2008 → 05/2017

Saint Robert & William Catholic School

Euclid, OH
02/2025 → 05/2025

Advanced Retirement Design

Dublin, OH
05/2024 → 08/2024

Mai Capital Management

Independence, OH
12/2022 → 01/2024

Recreational And Physical Activity Center (Rpac) Ohio State Univ

Columbus, OH
05/2020 → 08/2020

Redhawk Grill

Concord, OH
06/2018 → 03/2022

Catholic Youth Organization - Gilmour Academy

Gates Mills, OH
06/2018 → 08/2021

Zappy's Auto Wash

Wickliffe, OH

Other Businesses

Outside Employment; 123115, LLC; Employee - Associate Financial Advisor; Manage advisory business; 100 Old West Wilson Bridge Road, Suite 100, Worthington, OH, 43085; Investment-Related; 10/01/2021; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-06-27

S66 Uniform Combined State Law Examination

2025-06-27

Other Names

Sean Michael Gibbons

View on SEC IAPD