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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-19 |
| FL | RA | APPROVED | 2025-10-15 |
Branch Locations
10199 Southside Blvd, Builidng One Ste 200, Jacksonville, FL 32256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida First Care, Inc. | Orange Park | FL | 07/2000 | Present |
| First Senior Home Health, Llc | Orange Park | FL | 05/2024 | 01/2025 |
| Florida First Care, Inc. | Orange Park | FL | 07/2023 | 05/2024 |
| Penney Retirement Community | Green Cove Springs | FL | 04/2023 | 07/2023 |
| Florida First Care, Inc. | Orange Park | FL | 02/2022 | 04/2023 |
| Brooks Home Health Care Agency | Jacksonville | FL | 06/2021 | 02/2022 |
| Florida First Care, Inc. | Orange Park | FL | 07/2000 | 05/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2025 | Present |
1. NAME OF OTHER BUSINESS: CAPITAL FINANCIAL STRATEGIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 7/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDING INSURANCE, SECURITIES, ADVISORY SERVICES.; 2. NAME OF OTHER BUSINESS: FLORIDA FIRST CARE, INC. INVESTMENT RELATED: NO ADDRESS: 2656 COUNTRY CLUB BLVD. ORANGE PARK, FL 32073 NATURE OF BUSINESS: HOME HEALTH CONSULTING START DATE: 7/2000 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: CONSULTING WORK; 3. NAME OF OTHER BUSINESS: REPUBLICAN EXECUTIVE COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: P.O. BOX 351, ORANGE PARK, FL 32067; NATURE OF BUSINESS: BOARD; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: WRITE CHECKS, FUND RAISE, AND ATTEND MONTHLY MEETINGS; 4. NAME OF OTHER BUSINESS: ORANGE PARK COUNTRY CLUB HOME OWNERS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 2220 LOCH RANE BLVD, ORANGE PARK, FL 32073; NATURE OF BUSINESS: BOARD; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-30 |
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