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Scott R Leutenegger

LPl Financial LLC

Cedarburg, WI

Saukville, WI

Grafton, WI

Cedarburg, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-20
WI RA APPROVED 2021-03-24
  • TX RA
    APPROVED_RES
    Since 2022-10-20
  • WI RA
    APPROVED
    Since 2021-03-24

Branch Locations

W62N209 Washington Ave, Cedarburg, WI 53012 • United States

859 E Green Bay Avenue, Saukville, WI 53080 • United States

1200 Washington, Grafton, WI 53024 • United States

Cedarburg, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Brookfield WI 04/2010 05/2017
Charles Schwab Bank Brookfield WI 04/2010 05/2017
Bmo Harris Financial Advisors Cedarburg WI 06/2017 Present
Lpl Financial Llc Cedarburg WI 03/2021 Present
  • 04/2010 → 05/2017
    Charles Schwab & Co., Inc.
    Brookfield, WI
  • 04/2010 → 05/2017
    Charles Schwab Bank
    Brookfield, WI
  • 06/2017 → Present
    Bmo Harris Financial Advisors
    Cedarburg, WI
  • 03/2021 → Present
    Lpl Financial Llc
    Cedarburg, WI
Previous Registrations
Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - CEDARBURG, WI

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-30
  • S66 Uniform Combined State Law Examination
    2008-06-30

View on SEC IAPD

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