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Ashley Benton-Cooper

Ancora Private Wealth Advisors, LLC

Cleveland, OH

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Current Employers
Ancora Private Wealth Advisors, Llc

6060 Parkland Boulevard Suite 200, Cleveland, OH 44124 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-10-27
  • OH RA
    APPROVED
    Since 2023-10-27

Branch Locations

6060 Parkland Boulevard Suite 200, Cleveland, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Firstmerit Bank, N.A. Akron OH 06/2012 10/2016
Lpl Financial Llc Akron OH 09/2013 10/2016
Valmark Securities, Inc. Akron OH 10/2016 04/2018
Lpl Financial Llc Brecksville OH 08/2018 09/2021
N/A Unemployed N/A OH 04/2018 08/2018
Planned Financial Services Brecksville OH 10/2018 09/2021
Firstrade Securities Inc. Flushing NY 10/2021 05/2023
Compliance Risk Concepts Llc New York NY 09/2021 05/2023
Healthcare Community Securities Corporation Rensselaer NY 03/2022 05/2023
Ec Securities, Llc San Francisco CA 03/2022 05/2023
Albert Securities Llc Culver City CA 04/2022 12/2022
Briarcliffe Credit Partners, Llc New York NY 01/2023 05/2023
Alira Health Framingham MA 04/2023 05/2023
Ancora Family Wealth Advisors Cleveland OH 05/2023 Present
Inverness Securities Llc Cleveland OH 06/2023 Present
  • 06/2012 → 10/2016
    Firstmerit Bank, N.A.
    Akron, OH
  • 09/2013 → 10/2016
    Lpl Financial Llc
    Akron, OH
  • 10/2016 → 04/2018
    Valmark Securities, Inc.
    Akron, OH
  • 08/2018 → 09/2021
    Lpl Financial Llc
    Brecksville, OH
  • 04/2018 → 08/2018
    N/A Unemployed
    N/A, OH
  • 10/2018 → 09/2021
    Planned Financial Services
    Brecksville, OH
  • 10/2021 → 05/2023
    Firstrade Securities Inc.
    Flushing, NY
  • 09/2021 → 05/2023
    Compliance Risk Concepts Llc
    New York, NY
  • 03/2022 → 05/2023
    Healthcare Community Securities Corporation
    Rensselaer, NY
  • 03/2022 → 05/2023
    Ec Securities, Llc
    San Francisco, CA
  • 04/2022 → 12/2022
    Albert Securities Llc
    Culver City, CA
  • 01/2023 → 05/2023
    Briarcliffe Credit Partners, Llc
    New York, NY
  • 04/2023 → 05/2023
    Alira Health
    Framingham, MA
  • 05/2023 → Present
    Ancora Family Wealth Advisors
    Cleveland, OH
  • 06/2023 → Present
    Inverness Securities Llc
    Cleveland, OH
Other Businesses

Ancora Private Wealth Advisors; Cleveland OH; Compliance 5/30/23 investment related 5 hr/wk

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-26
  • S66 Uniform Combined State Law Examination
    2023-10-26
Other Names
  • Ashley Brooke Benton
  • Ashley Brooke Cooper
  • Ashley B Benton-Cooper

View on SEC IAPD

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