Luke Warner Harkness

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-05-27
UT	RA	APPROVED	2026-05-27

Branch Locations

49 North 400 West, Salt Lake City, UT 84101-1368 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Unemployed	Salt Lake City	UT	11/2024	01/2025
Cubby'S	Draper	UT	06/2020	09/2020
University Of Utah	Salt Lake City	UT	08/2021	05/2025
Corner Canyon High	Draper	UT	08/2019	05/2021
Platform Accounting Group	Holladay	UT	06/2024	07/2024
Sports Den	Salt Lake City	UT	10/2021	02/2022
Towne Park	Salt Lake City	UT	07/2023	01/2024
Breeze Airways	Cottonwood Heights	UT	01/2025	05/2025
Dominion Diagnostics	Salt Lake City	UT	12/2023	03/2024
Education At Work	Salt Lake City	UT	01/2025	01/2025
Unemployed	Salt Lake City	UT	04/2026	05/2026
Mcclary Innovation	Salt Lake City	UT	01/2023	05/2023
U-Swirl	Draper	UT	06/2019	07/2019
Larkin Mortuary	Sandy	UT	06/2021	07/2023
Alta High School	Sandy	UT	08/2017	05/2019
Tsunami	Salt Lake City	UT	08/2024	10/2024
Morgan Stanley	Sandy	UT	06/2025	04/2026
Unemployed	Draper	UT	01/2016	05/2019
Fidelity Investments	Salt Lake City	UT	05/2026	Present
Kneader'S	Draper	UT	07/2019	08/2019
Nutrail	Salt Lake City	UT	10/2024	11/2024
Unemployed	Draper	UT	09/2020	06/2021
University Of Utah Asuu (Student Government)	Salt Lake City	UT	05/2023	07/2024
Otw Shipping	Woods Cross	UT	03/2024	05/2024
Unemployed	Draper	UT	08/2019	06/2020

11/2024 → 01/2025

Unemployed

Salt Lake City, UT
06/2020 → 09/2020

Cubby'S

Draper, UT
08/2021 → 05/2025

University Of Utah

Salt Lake City, UT
08/2019 → 05/2021

Corner Canyon High

Draper, UT
06/2024 → 07/2024

Platform Accounting Group

Holladay, UT
10/2021 → 02/2022

Sports Den

Salt Lake City, UT
07/2023 → 01/2024

Towne Park

Salt Lake City, UT
01/2025 → 05/2025

Breeze Airways

Cottonwood Heights, UT
12/2023 → 03/2024

Dominion Diagnostics

Salt Lake City, UT
01/2025 → 01/2025

Education At Work

Salt Lake City, UT
04/2026 → 05/2026

Unemployed

Salt Lake City, UT
01/2023 → 05/2023

Mcclary Innovation

Salt Lake City, UT
06/2019 → 07/2019

U-Swirl

Draper, UT
06/2021 → 07/2023

Larkin Mortuary

Sandy, UT
08/2017 → 05/2019

Alta High School

Sandy, UT
08/2024 → 10/2024

Tsunami

Salt Lake City, UT
06/2025 → 04/2026

Morgan Stanley

Sandy, UT
01/2016 → 05/2019

Unemployed

Draper, UT
05/2026 → Present

Fidelity Investments

Salt Lake City, UT
07/2019 → 08/2019

Kneader'S

Draper, UT
10/2024 → 11/2024

Nutrail

Salt Lake City, UT
09/2020 → 06/2021

Unemployed

Draper, UT
05/2023 → 07/2024

University Of Utah Asuu (Student Government)

Salt Lake City, UT
03/2024 → 05/2024

Otw Shipping

Woods Cross, UT
08/2019 → 06/2020

Unemployed

Draper, UT

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-10-07
S63	Uniform Securities Agent State Law Examination	2025-09-12

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