Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-10-14 |
| TX | RA | APPROVED | 2025-10-13 |
Branch Locations
Cave Creek, AZ • United States
500 E Rio Salado Pkwy Bldg 4 3 Fl, Tempe, AZ 85281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Tempe | AZ | 05/2025 | Present |
| Kohls | Flagstaff | AZ | 07/2023 | 04/2025 |
| Marriots Canyon Villas | Scottsdale | AZ | 03/2022 | 07/2022 |
| Education & Community Services | Scottdale | AZ | 08/2018 | 06/2021 |
| Unemployed | Flagstaff | AZ | 07/2022 | 07/2023 |
| Unemployed | Cave Creek | AZ | 01/2015 | 08/2018 |
| Unemployed | Cave Creek | AZ | 06/2021 | 03/2022 |
| Cactus Shadows High School | Cave Creek | AZ | 08/2016 | 05/2020 |
| Paradise Valley Community College | Paradise Valley | AZ | 08/2020 | 05/2022 |
| Northern Arizona University | Flagstaff | AZ | 08/2022 | 05/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-12 |
Reach out to this advisor