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Annie Yu Zhang

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

CRD 8086272

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-17
TX RA APPROVED 2026-06-17
  • NY RA
    APPROVED
    Since 2026-06-17
  • TX RA
    APPROVED
    Since 2026-06-17

Branch Locations

One Bryant Park, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Fort Lauderdale FL 05/2026 06/2026
Ubs Financial Services, Inc Weehawken NJ 07/2025 05/2026
Northeastern University Boston MA 07/2015 07/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-03
  • S66 Uniform Combined State Law Examination
    2025-10-03
Other Names
  • Annie Yu Zhang
  • Annie Zhang

View on SEC IAPD

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