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Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-27
  • TX RA
    APPROVED
    Since 2025-09-27

Branch Locations

The Colony, TX • United States

3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Frisco TX 07/2025 Present
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 07/2025 Present
Autozone Wheat Ridge CO 12/2020 08/2021
Golf For Life Llc Golden CO 05/2021 08/2023
Holiday Retirement Lakewood CO 05/2018 05/2018
Team Lassen Broomfield CO 10/2022 12/2022
The Millstone Evans Group Boulder CO 11/2023 06/2025
Asian Tigers Japan Tokyo 06/2023 07/2023
Half Fast Subs Boulder CO 03/2022 11/2023
Applewood Golf Course - Touchstone Golf Golden CO 05/2019 08/2020
Full Time Education Lakewood CO 07/2015 05/2021
Full Time Education Boulder CO 08/2021 05/2025
  • 07/2025 → Present
    Tiaa
    Frisco, TX
  • 07/2025 → Present
    Frisco, TX
  • 12/2020 → 08/2021
    Autozone
    Wheat Ridge, CO
  • 05/2021 → 08/2023
    Golf For Life Llc
    Golden, CO
  • 05/2018 → 05/2018
    Holiday Retirement
    Lakewood, CO
  • 10/2022 → 12/2022
    Team Lassen
    Broomfield, CO
  • 11/2023 → 06/2025
    The Millstone Evans Group
    Boulder, CO
  • 06/2023 → 07/2023
    Asian Tigers Japan
    Tokyo
  • 03/2022 → 11/2023
    Half Fast Subs
    Boulder, CO
  • 05/2019 → 08/2020
    Applewood Golf Course - Touchstone Golf
    Golden, CO
  • 07/2015 → 05/2021
    Full Time Education
    Lakewood, CO
  • 08/2021 → 05/2025
    Full Time Education
    Boulder, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-27
  • S66 Uniform Combined State Law Examination
    2025-09-27
Other Names
  • Noah Dibiase

View on SEC IAPD

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