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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-08-25 |
Branch Locations
165 Middlesex Tpke Ste 101, Bedford, MA 01730 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Bedford | MA | 07/2025 | Present |
| Le Du Thai Eatery | Newtonville | MA | 07/2022 | 06/2025 |
| Thai All Seasons | Whitman | MA | 06/2024 | 10/2024 |
| Logmein/ Go To | Boston (Remote) | MA | 01/2022 | 04/2022 |
| United States Army | Quincy | MA | 08/2012 | 06/2020 |
| D'ANgelos Grilled Sandwiches | Quincy | MA | 04/2023 | 12/2023 |
| American Income Life, Philip Prata Agency | Quincy | MA | 03/2023 | 04/2023 |
| Suffolk University | Boston | MA | 06/2020 | 05/2025 |
| Unemployed | Quincy | MA | 04/2022 | 03/2023 |
1 - 07/2025 - AMERICAN PRIVATE WEALTH - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-08 |
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