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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-03
TX RA APPROVED 2025-11-03
  • CA RA
    APPROVED
    Since 2025-11-03
  • TX RA
    APPROVED
    Since 2025-11-03

Branch Locations

1 Front Street, San Francisco, CA 94111 • United States

560 Mission Street, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Francisco CA 04/2025 Present
Jpmorgan Chase Bank, N.A. San Francisco CA 04/2025 Present
Huron Consulting Group San Francisco OR 08/2024 04/2025
University Of Notre Dame South Bend IN 08/2020 05/2024
Unemployed San Francisco CA 06/2024 07/2024
Unemployed Portland OR 04/2015 07/2020
  • 04/2025 → Present
    San Francisco, CA
  • 04/2025 → Present
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 08/2024 → 04/2025
    Huron Consulting Group
    San Francisco, OR
  • 08/2020 → 05/2024
    University Of Notre Dame
    South Bend, IN
  • 06/2024 → 07/2024
    Unemployed
    San Francisco, CA
  • 04/2015 → 07/2020
    Unemployed
    Portland, OR
Other Businesses

Effective 4/28/2025 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-03
  • S66 Uniform Combined State Law Examination
    2025-11-03
Other Names
  • Ellie Sofia Jew
  • Eleanor Jew

View on SEC IAPD

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