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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-08-14 |
Branch Locations
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Mobile | AL | 04/2025 | Present |
| Wells Fargo Bank, Na | Mobile | AL | 11/2023 | Present |
| Republic Finance | Foley | AL | 11/2022 | 11/2023 |
| Total Quality Logistics | Spanish Fort | AL | 09/2022 | 11/2022 |
| Pleasure Island Tiki Bar | Orange Beach | AL | 08/2022 | 09/2022 |
| Cobalt Restaurant | Orange Beach | AL | 07/2022 | 08/2022 |
| Jesse's Restaurant | Magnolia Springs | AL | 06/2022 | 07/2022 |
| Auburn University | Auburn | AL | 08/2018 | 06/2022 |
| Fairhope High School | Fairhope | AL | 08/2013 | 05/2017 |
| Coastal Alabama Community College | Fairhope | AL | 05/2017 | 08/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2025-07-21 |
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