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Nicholas Kelly Polston

First Trust Advisors LP

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-01
  • IL RA
    APPROVED
    Since 2026-07-01

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chicago IL 06/2025 06/2026
Countrywide Transportation Inc. (Midfitz Inc.) Hinsdale IL 05/2022 08/2022
Countrywide Transportation Inc. (Midfitz Inc.) Hinsdale IL 05/2023 08/2023
Countrywide Transportation Inc. (Midfitz Inc.) Hinsdale IL 06/2024 08/2024
Aa Rental Center Melrose Park IL 05/2021 07/2021
Fenwick High School Oak Park IL 08/2017 05/2018
Unemployed Riverside IL 05/2018 08/2018
Fenwick High School Oak Park IL 08/2018 05/2019
Unemployed Riverside IL 05/2019 08/2019
Fenwick High School Riverside IL 08/2019 05/2020
Unemployed Riverside IL 05/2020 08/2020
Fenwick High School Oak Park IL 08/2020 05/2021
Unemployed Riverside IL 05/2016 08/2017
University Of Illinois Urbana Champaign Champaign IL 07/2021 05/2022
University Of Illinois Urbana Champaign Champaign IL 08/2022 05/2023
University Of Illinois Urbana Champaign Champaign IL 08/2023 05/2024
University Of Illinois Urbana Champaign Champaign IL 08/2024 05/2025
First Trust Portfolios L.P. Wheaton IL 06/2026 Present
First Trust Advisors L.P. Wheaton IL 06/2026 Present
  • 06/2025 → 06/2026
    Chicago, IL
  • 05/2022 → 08/2022
    Countrywide Transportation Inc. (Midfitz Inc.)
    Hinsdale, IL
  • 05/2023 → 08/2023
    Countrywide Transportation Inc. (Midfitz Inc.)
    Hinsdale, IL
  • 06/2024 → 08/2024
    Countrywide Transportation Inc. (Midfitz Inc.)
    Hinsdale, IL
  • 05/2021 → 07/2021
    Aa Rental Center
    Melrose Park, IL
  • 08/2017 → 05/2018
    Fenwick High School
    Oak Park, IL
  • 05/2018 → 08/2018
    Unemployed
    Riverside, IL
  • 08/2018 → 05/2019
    Fenwick High School
    Oak Park, IL
  • 05/2019 → 08/2019
    Unemployed
    Riverside, IL
  • 08/2019 → 05/2020
    Fenwick High School
    Riverside, IL
  • 05/2020 → 08/2020
    Unemployed
    Riverside, IL
  • 08/2020 → 05/2021
    Fenwick High School
    Oak Park, IL
  • 05/2016 → 08/2017
    Unemployed
    Riverside, IL
  • 07/2021 → 05/2022
    University Of Illinois Urbana Champaign
    Champaign, IL
  • 08/2022 → 05/2023
    University Of Illinois Urbana Champaign
    Champaign, IL
  • 08/2023 → 05/2024
    University Of Illinois Urbana Champaign
    Champaign, IL
  • 08/2024 → 05/2025
    University Of Illinois Urbana Champaign
    Champaign, IL
  • 06/2026 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 06/2026 → Present
    Wheaton, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-30
S63 Uniform Securities Agent State Law Examination 2025-07-30
  • S66 Uniform Combined State Law Examination
    2026-01-30
  • S63 Uniform Securities Agent State Law Examination
    2025-07-30
Other Names
  • Nick Kelly Polston
  • Nicholas K Polston

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