Phillip Alexander Hopewell

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-02
NJ	RA	APPROVED	2026-06-01

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Vanguard Group, Inc.	Malvern	PA	06/2025	10/2025
Yard House	New York	NY	08/2023	09/2023
U.S. Navy	Norfolk	VA	01/2017	05/2020
Unemployed	Philadelphia	PA	11/2016	01/2017
Baruch College	New York	NY	08/2023	05/2025
Clemson University	Clemson	SC	03/2023	08/2023
Lycoming College	Williamsport	PA	08/2015	11/2016
Restaurant 151	Anderson	SC	03/2023	08/2023
Chili's	Anderson	SC	03/2023	08/2023
U.S. Navy	Clemson	SC	12/2022	03/2023
U.S. Navy	Port Hueneme	CA	05/2020	03/2021
U.S. Navy	Norfolk	VA	03/2021	12/2022
Vanguard Marketing Corporation	Malvern	PA	06/2025	10/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	03/2026	Present
Unemployed	Philadelphia	PA	10/2025	03/2026

06/2025 → 10/2025

The Vanguard Group, Inc.

Malvern, PA
08/2023 → 09/2023

Yard House

New York, NY
01/2017 → 05/2020

U.S. Navy

Norfolk, VA
11/2016 → 01/2017

Unemployed

Philadelphia, PA
08/2023 → 05/2025

Baruch College

New York, NY
03/2023 → 08/2023

Clemson University

Clemson, SC
08/2015 → 11/2016

Lycoming College

Williamsport, PA
03/2023 → 08/2023

Restaurant 151

Anderson, SC
03/2023 → 08/2023

Chili's

Anderson, SC
12/2022 → 03/2023

U.S. Navy

Clemson, SC
05/2020 → 03/2021

U.S. Navy

Port Hueneme, CA
03/2021 → 12/2022

U.S. Navy

Norfolk, VA
06/2025 → 10/2025

Vanguard Marketing Corporation

Malvern, PA
03/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
10/2025 → 03/2026

Unemployed

Philadelphia, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-05-29