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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-08-07
TX RA APPROVED 2025-08-07
  • CT RA
    APPROVED
    Since 2025-08-07
  • TX RA
    APPROVED
    Since 2025-08-07

Branch Locations

1414 Main St, Springfield, MA 01144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Springfield MA 04/2025 Present
Passmore Digital Portland OR 06/2018 03/2025
South Hospitality Portland OR 05/2014 06/2020
Bank Of America, N.A. Springfield MA 06/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-24
  • S66 Uniform Combined State Law Examination
    2025-07-24

View on SEC IAPD

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