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James P Cannon

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-18
RI RA APPROVED 2025-08-15
  • TX RA
    APPROVED
    Since 2025-08-18
  • RI RA
    APPROVED
    Since 2025-08-15

Branch Locations

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 04/2025 Present
Rhode Island Country Club Barrington RI 05/2015 11/2024
Unemployed Barrington RI 12/2024 03/2025
University Of Rhode Island South Kingstown RI 01/2021 08/2024
  • 04/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lincoln, RI
  • 05/2015 → 11/2024
    Rhode Island Country Club
    Barrington, RI
  • 12/2024 → 03/2025
    Unemployed
    Barrington, RI
  • 01/2021 → 08/2024
    University Of Rhode Island
    South Kingstown, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-15
  • S66 Uniform Combined State Law Examination
    2025-08-15

View on SEC IAPD

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