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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-05
TX RA APPROVED 2025-07-14
  • FL RA
    APPROVED
    Since 2025-08-05
  • TX RA
    APPROVED
    Since 2025-07-14

Branch Locations

701 Brickell Ave, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 04/2025 Present
That Drip Llc Miami FL 11/2024 04/2025
Clearpath National Debt Relief Miami FL 05/2023 09/2023
Eat Me Guilt Free Inc. Miami FL 07/2018 07/2020
University Of East London London 07/2020 05/2023
University Of East London London 09/2023 11/2024
Somerset Somi Academy Miami FL 01/2015 07/2018
Bank Of America, N.A. Miami FL 06/2025 Present
  • 04/2025 → Present
    Miami, FL
  • 11/2024 → 04/2025
    That Drip Llc
    Miami, FL
  • 05/2023 → 09/2023
    Clearpath National Debt Relief
    Miami, FL
  • 07/2018 → 07/2020
    Eat Me Guilt Free Inc.
    Miami, FL
  • 07/2020 → 05/2023
    University Of East London
    London
  • 09/2023 → 11/2024
    University Of East London
    London
  • 01/2015 → 07/2018
    Somerset Somi Academy
    Miami, FL
  • 06/2025 → Present
    Bank Of America, N.A.
    Miami, FL
Other Businesses

I*2424301, Entity Type: Entity For Profit, Name of OBA: That Drip LLC, Address: Miami, Florida, 33155, Investment Related: N, Position, Title, Association: Officer, Owner, Employee State Date: 11/01/2024, No Hours: 8 Weekly, No Hours during Trading: 0 Weekly, Duties: Oversee back end operations, review financial statements for accuracy, financial projections/planning. CFO/COO, Bio-Optimization Clinic offering Peptide, IV, hormone, and other types of medical therapy.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-30
  • S66 Uniform Combined State Law Examination
    2025-06-30

View on SEC IAPD

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