Horacio Rodriguez

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2022 → 08/2022
  Feller Financial Services
  Boca Raton, FL
• 06/2023 → 08/2023
  Northern Trust Corporation
  Chicago, IL
• 06/2024 → 12/2024
  Santander Private Banking International
  Miami, FL
• 05/2025 → Present
  Ubs Financial Services Inc.
  Miami, FL
• 01/2017 → 06/2020
  Immaculatta La Salle High School
  Miami, FL
• 08/2020 → 12/2024
  Bentley University
  Waltham, MA
• 08/2016 → 12/2016
  Christopher Columbus High School
  Miami, FL
• 08/2013 → 06/2016
  St. Hugh Catholic School
  Miami, FL
• 01/2025 → 04/2025
  Undecided Venture
  Miami, FL

Exams

• S66 Uniform Combined State Law Examination
  2025-12-06