Andy Moreno

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-04-27

CA RA
APPROVED

Since 2026-04-27

Branch Locations

1524 Mchenry Ave, Modesto, CA 95350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Jose	CA	04/2025	04/2026
Patelco Credit Union	Merced	CA	02/2022	04/2025
People 2.0	King Of Prussia	PA	10/2021	02/2022
Panda Restaurant Group	Merced	CA	03/2021	10/2021
Live Oak Farms	Le Grand	CA	07/2015	08/2020
Csu Stanislaus	Turlock	CA	08/2020	12/2023
Bank Of America, N.A.	San Jose	CA	06/2025	04/2026
Lpl Financial Llc	Modesto	CA	04/2026	Present
Westamerica Bank	Modesto	CA	04/2026	Present

04/2025 → 04/2026

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA
02/2022 → 04/2025

Patelco Credit Union

Merced, CA
10/2021 → 02/2022

People 2.0

King Of Prussia, PA
03/2021 → 10/2021

Panda Restaurant Group

Merced, CA
07/2015 → 08/2020

Live Oak Farms

Le Grand, CA
08/2020 → 12/2023

Csu Stanislaus

Turlock, CA
06/2025 → 04/2026

Bank Of America, N.A.

San Jose, CA
04/2026 → Present

Lpl Financial Llc

Modesto, CA
04/2026 → Present

Westamerica Bank

Modesto, CA

Previous Registrations

2025-07-16 → 2026-04-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

San Jose, CA

Newark, CA

Other Businesses

1.08/05/2026; Andrew Moreno Insurance Services; Property and Casualty; Not Investment Related; at Reported Business Location(s); Start Date 09/01/2026; 10hrs/mth; 0hrs during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-16

S66 Uniform Combined State Law Examination

2025-07-16

Other Names

Andrew Moreno

View on SEC IAPD