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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-07-25 |
| TX | RA | APPROVED | 2025-07-21 |
| IN | RA | APPROVED | 2025-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Albany | NY | 04/2025 | Present |
| Petsmart | South Lebanon | OH | 03/2020 | 04/2025 |
| Gnc | Wilmington | OH | 11/2018 | 03/2020 |
| Bob Evan's Restaurant | Wilmington | OH | 05/2017 | 10/2018 |
| Wendy's | Wilmington | OH | 01/2017 | 03/2017 |
| Wilmington High School | Wilmington | OH | 08/2015 | 05/2019 |
| University Of Cincinnati | Cincinnati | OH | 08/2019 | 12/2019 |
| Wilmington College | Wilmington | OH | 01/2020 | 05/2021 |
| University Of Cincinnati | Cincinnati | OH | 01/2022 | 12/2024 |
| Bank Of America, N.A. | New Albany | NY | 06/2025 | Present |
I*3167269 Entity Type: Entity For Profit Name of OBA: eBay Address: San Jose, California, 95125 Investment Related: No Position, Title, Association: Other Employee Start Date: 11/21/2025 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: Reselling collectible trading cards Listing and shipping collectibles outside of business hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-23 |
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