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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-09 |
| CA | RA | APPROVED | 2025-09-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cave Creek | AZ | 10/2020 | Present |
| Bellair Golf Park | Glendale | AZ | 11/2021 | Present |
| Pga Tour Superstore | Glendale | AZ | 08/2020 | 01/2021 |
| Pillar Communities | Phoenix | AZ | 03/2019 | 10/2019 |
| Discover Financial Services | Phoenix | AZ | 04/2018 | 12/2018 |
| Cityskate Outdoor Ice Rink- American Outdoor Skating | Phoenix | AZ | 10/2017 | 01/2020 |
| Bellair Communities- First Service Residential | Glendale | AZ | 08/2018 | 04/2021 |
| North Pointe Prep | Phoenix | AZ | 11/2016 | 04/2017 |
| Oreganos | Phoenix | AZ | 01/2019 | 01/2019 |
| North Pointe Prep | Phoenix | AZ | 01/2018 | 01/2018 |
| Grand Canyon University | Phoeinx | AZ | 08/2016 | 09/2021 |
| Bellair Association - Arizona Community Management Services | Glendale | AZ | 05/2016 | 07/2018 |
| Bellair Golf Club | Glendale | AZ | 06/2015 | 08/2020 |
| Adamo Palm Valley | Avondale | AZ | 08/2020 | 08/2020 |
| Career Strategies Temporary | Phoeinx | AZ | 08/2020 | 08/2020 |
| Bank Of America, N.A. | Cave Creek | AZ | 06/2025 | Present |
I*: 1260306 Name of OBA: Bellair Golf Park Address: Glendale, AZ 85308 Investment Related: No Position, Title, Association: Player Services Manager Employee Start Date: 11/25/2021 No Hours: 12 hrs mthly No Hours during trading: 0 Duties: Work in the golf shop checking people in for tee times.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-29 |
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