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Lawrence Anthony Chapa

Wells Fargo Clearing Services, LLC

Simpsonville, SC

Columbia, SC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-03-20
  • SC RA
    APPROVED
    Since 2026-03-20

Branch Locations

667 Fairview Rd, Simpsonville, SC 29680 • United States

1320 Main St Ste 600, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank (Il) Hinsdale IL 05/2005 01/2026
J.P. Morgan Securities Llc Hinsdale IL 10/2012 01/2026
Plannet Marketing Chicago IL 01/2025 02/2026
Wells Fargo Clearing Services, Llc Simpsonville SC 02/2026 Present
Wells Fargo Bank, Na Simpsonville SC 02/2026 Present
  • 05/2005 → 01/2026
    Jpmorgan Chase Bank (Il)
    Hinsdale, IL
  • 10/2012 → 01/2026
    J.P. Morgan Securities Llc
    Hinsdale, IL
  • 01/2025 → 02/2026
    Plannet Marketing
    Chicago, IL
  • 02/2026 → Present
    Wells Fargo Clearing Services, Llc
    Simpsonville, SC
  • 02/2026 → Present
    Wells Fargo Bank, Na
    Simpsonville, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-19
S63 Uniform Securities Agent State Law Examination 2012-07-17
  • S65 Uniform Investment Adviser Law Examination
    2026-03-19
  • S63 Uniform Securities Agent State Law Examination
    2012-07-17
Other Names
  • Lorenzo Chapa
  • Lawrence A Chapa
  • Lorenzo Antonio Chapa

View on SEC IAPD

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