Hana B Cuartelon

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-20

CA RA
APPROVED

Since 2026-01-20

Branch Locations

39150 Fremont Blvd Fl 4, Fremont, CA 94538 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fremont Bank	Fremont	CA	04/2025	Present
Fremont Bank	Danville	CA	11/2019	04/2025
Mallari Health Systems Inc. Dba Amore Home Health	Milpitas	CA	11/2017	10/2019
Absolute Home Health	Sacramento	CA	04/2017	10/2017
Pacific Western Bank	San Francisco	CA	08/2009	03/2017
Lpl Financial	Fremont	CA	04/2025	Present

04/2025 → Present

Fremont Bank

Fremont, CA
11/2019 → 04/2025

Fremont Bank

Danville, CA
11/2017 → 10/2019

Mallari Health Systems Inc. Dba Amore Home Health

Milpitas, CA
04/2017 → 10/2017

Absolute Home Health

Sacramento, CA
08/2009 → 03/2017

Pacific Western Bank

San Francisco, CA
04/2025 → Present

Lpl Financial

Fremont, CA

Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name: FB Investment Services - Investment Related - At Reported Business Location (s) - Start Date: 08/2025 2. 08/2025 - Notary @ Fremont Bank - Notary - Investment Related - 01 Hrs/Mth - 00 Hrs During Trading - FREMONT, CA 94538 - OBA start date: 11/27/2019

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-01-16

S66 Uniform Combined State Law Examination

2026-01-16

Other Names

Hana Cuartelon

View on SEC IAPD