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Ronit Shah

Hightower Advisors, LLC

Chicago, IL

Harrison, NY

CRD 8083469

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-01
  • NY RA
    APPROVED
    Since 2026-01-01

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

440 Mamaroneck Avenue Suite 506, Harrison, NY 10528 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Advisors, Llc Harrison NY 05/2025 Present
Unemployed Congers NY 06/2024 05/2025
Drexel University Philadelphia PA 09/2023 06/2024
Alkali Partners Portland OR 03/2023 09/2023
Glenmede New York NY 03/2022 02/2023
Drexel University Philadelphia PA 09/2021 03/2022
Vette.iO Philadelphia PA 03/2021 09/2021
Drexel University Philadelphia PA 06/2019 03/2021
Unemployed Philadelphia PA 05/2015 06/2019
  • 05/2025 → Present
    Hightower Advisors, Llc
    Harrison, NY
  • 06/2024 → 05/2025
    Unemployed
    Congers, NY
  • 09/2023 → 06/2024
    Drexel University
    Philadelphia, PA
  • 03/2023 → 09/2023
    Alkali Partners
    Portland, OR
  • 03/2022 → 02/2023
    Glenmede
    New York, NY
  • 09/2021 → 03/2022
    Drexel University
    Philadelphia, PA
  • 03/2021 → 09/2021
    Vette.iO
    Philadelphia, PA
  • 06/2019 → 03/2021
    Drexel University
    Philadelphia, PA
  • 05/2015 → 06/2019
    Unemployed
    Philadelphia, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-31
  • S65 Uniform Investment Adviser Law Examination
    2025-12-31

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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