Lance Clayton Whitworth

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-04-18

TX RA
APPROVED

Since 2019-04-18

Branch Locations

2850 North Harwood 18Th Floor & 17Th Floor, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America, Na	Dallas	TX	12/2009	04/2019
Stifel Nicolaus & Co Inc	Dallas	TX	04/2019	Present

12/2009 → 04/2019

Bank Of America, Na

Dallas, TX
04/2019 → Present

Stifel Nicolaus & Co Inc

Dallas, TX

Previous Registrations

2007-08-17 → 2019-04-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX
2005-08-22 → 2007-08-21

A. G. Edwards & Sons, Inc.

Dallas, TX

Dallas, TX

Other Businesses

1. Holliv Partners LLC;6819 Santa Maria Lane Dallas TX 75214;LLC for my Stifel partner and I to hold investments; owner; joint manager of LLC;7/1/19;3 hr/mo; not during securities trading hours; investment related. 2. Folds of Honor; 25 Highland park Village, Dallas, TX 75205; Service Organization; Host Committee for Folds of Honor Gala; help with getting attendance to the event; 5/10/24; 1 hr/mo; Not During Normal Securities Trading Hours; Not Investment Related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-08-19

S66 Uniform Combined State Law Examination

2005-08-19

View on SEC IAPD