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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-04-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Archers Tavern | Kettering | OH | 04/2015 | 04/2017 |
| Elements Massage | Beavercreek | OH | 04/2017 | 03/2020 |
| Community Tissue Services | Kettering | OH | 03/2020 | 03/2023 |
| Fifth Third Bank | Centerville | OH | 03/2023 | Present |
| Fifth Third Securities | Centerville | OH | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2026-03-07 |
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