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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-12-02 |
Branch Locations
10 S Dearborn St, Floor 11, Chicago, IL 60603-2300 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Target | Owings Mills | MD | 11/2017 | 11/2017 |
| Tom Latona | Ocean City | MD | 01/2016 | 12/2020 |
| Equitable Advisors Llc | Columbia | MD | 11/2024 | 10/2025 |
| J.P. Morgan Securities Llc | Chicago | IL | 10/2025 | Present |
| Unemployed | Randallstown | MD | 01/2021 | 10/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-08 |
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