David Emerson Marshall

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → Present
  Ubs Financial Services Inc
  Rochester, NY

Other Businesses

1) Montessori School of Rochester / 220 Idlewood Road Rochester, 14618 / Charity / Education / Educating children through 3rd grade. / Member of Board of directors / Treasurer of the Board / Start Date 7/31/2015 /// 2) NAME OF OTHER BUSINESS: Planning and Zoning Board of Appeals / INVESTMENT RELATED?: No / ADDRESS: 21 North Main St, Pittsford, NY / NATURE OF THE BUSINESS: For Zoning matters, in general, the board is the body established to: hear appeals of decisions rendered by zoning administrators. interpret unclear provisions in the zoning ordinance. decide on applications by landowners to permit buildings or land uses which vary from the zoning regulations. For Planning matters, the board investigations, prepares maps and reports and provides recommendations to the Village Board relating to the planning and development, and approves site plans in accordance with local law/code. / POSITION: Alternative board member on the Planning and Zoning Board of Appeals / DUTIES:NA/ START DATE: 8-8-2022 / HOURS DEVOTED TO BUSINESS: NA /// 3) Board of Trustees - Village of Pittsford; 21 North Main St., Pittsford, New York 14534; Governmental Entity; To govern, adopt code and planning documents that support resident's goals and objectives, to manage public works and determine how tax dollars are spent.; Trustee; Alternative board member on the Planning and Zoning Board of Appeals; The Village Board of Trustees sets policies, approves budgets, and generally oversees the activities of the Village. Much of a Trustee's work involves adopting the appropriate codes so that various appointed boards and committees can review and approve applications from residents. Appointed to deputy mayor. In the mayor's absence, I am the acting mayor per NY Village Law - https://www.nysenate.gov/legislation/laws/VIL/4-400; Start date: 4/1/2023

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-06
• S63 Uniform Securities Agent State Law Examination
  1998-12-31

Designations

• Certified Financial Planner