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Adam Michael Szabo

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-05
  • TX RA
    APPROVED_RES
    Since 2025-11-05

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Charlotte NC 04/2025 Present
Dysis Mc Lean VA 04/2025 Present
Full Time Education Chapel Hill NC 08/2020 05/2024
American Log Homes And Cabins Charlotte NC 05/2024 01/2025
Full Time Student Charlotte NC 08/2016 06/2020
Sam's Xpress Car Wash Fort Mill SC 01/2020 07/2020
Unemployed Fort Mill SC 01/2025 03/2025
  • 04/2025 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
  • 04/2025 → Present
    Dysis
    Mc Lean, VA
  • 08/2020 → 05/2024
    Full Time Education
    Chapel Hill, NC
  • 05/2024 → 01/2025
    American Log Homes And Cabins
    Charlotte, NC
  • 08/2016 → 06/2020
    Full Time Student
    Charlotte, NC
  • 01/2020 → 07/2020
    Sam's Xpress Car Wash
    Fort Mill, SC
  • 01/2025 → 03/2025
    Unemployed
    Fort Mill, SC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-06-26
  • S63 Uniform Securities Agent State Law Examination
    2025-06-26
Other Names
  • Adam Szabo

View on SEC IAPD

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