Best Investors Account Sign in

Kate Krauser

Wells Fargo Clearing Services, LLC

Charlotte, NC

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-10
NC RA APPROVED 2025-08-12
  • TX RA
    APPROVED
    Since 2025-10-10
  • NC RA
    APPROVED
    Since 2025-08-12

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Charlotte NC 04/2025 Present
Dysis Mc Lean VA 04/2025 Present
Oglethorpe University Atlanta GA 08/2024 03/2025
Berry College Mount Berry GA 08/2020 05/2024
Nepc Atlanta GA 06/2023 08/2023
South Rome Alliance Rome GA 05/2022 08/2022
Extra Special People Rome GA 05/2022 08/2022
High School Gainesville FL 08/2016 05/2020
  • 04/2025 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
  • 04/2025 → Present
    Dysis
    Mc Lean, VA
  • 08/2024 → 03/2025
    Oglethorpe University
    Atlanta, GA
  • 08/2020 → 05/2024
    Berry College
    Mount Berry, GA
  • 06/2023 → 08/2023
    Nepc
    Atlanta, GA
  • 05/2022 → 08/2022
    South Rome Alliance
    Rome, GA
  • 05/2022 → 08/2022
    Extra Special People
    Rome, GA
  • 08/2016 → 05/2020
    High School
    Gainesville, FL
Other Businesses

BAMBINO TECHNOLOGIES, INC.;NOT INV RELATED; FORT LAUDERDALE,FL; BABYSITTER; START DATE: 12/22/2018; 10 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-26
S63 Uniform Securities Agent State Law Examination 2025-06-30
  • S65 Uniform Investment Adviser Law Examination
    2025-07-26
  • S63 Uniform Securities Agent State Law Examination
    2025-06-30

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor