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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Asset Management, Llc | Chicago | IL | 06/2026 | Present |
| Nuveen Securities, Llc | Charlotte | NC | 06/2025 | Present |
| Seaside Linen And Rental | Wilmington | NC | 07/2023 | 09/2024 |
| Verrica Pharmaceuticals | Westchester | PA | 11/2023 | 11/2024 |
| Wrightsville Beach Marina | Wilmington | NC | 04/2022 | 09/2022 |
| Unemployed | Advance | NC | 09/2002 | 04/2022 |
| Unemployed | Charlotte | NC | 11/2024 | 06/2025 |
| Unemployed | Wilmington | NC | 10/2022 | 07/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-01 |
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