Caroline Walker Horan

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2026 → Present
  Jpmorgan Chase Bank, N.A.
  Dallas, TX
• 03/2026 → Present
  J.P. Morgan Securities Llc
  Dallas, TX
• 06/2025 → 03/2026
  Charles Schwab & Co
  Westlake, TX
• 06/2024 → 05/2025
  Tarrant Management, Llc
  Fort Worth, TX
• 08/2021 → 05/2025
  Texas Christian University
  Fort Worth, TX
• 05/2023 → 05/2024
  Tosca Restaurant
  Hingham, MA
• 12/2020 → 07/2021
  Unemployed
  Scituate, MA
• 10/2019 → 11/2020
  Pour Coffee And Bagel Co
  Cohasset, MA
• 08/2018 → 10/2019
  Nonas Homemade
  Scituate, MA
• 03/2016 → 07/2018
  Unemployed
  Scituate, MA

Exams

• S66 Uniform Combined State Law Examination
  2026-06-26

Other Names

• Caroline Horan